Securities & Private Equity

Rapp & Krock, PC provides a full service practice to our private equity clients. We represent different investor groups as well as a variety of businesses. Our practice ranges from small, tailor made investments to entrepreneurs and start-ups to multi-million dollar deals to mid-size businesses looking to grow. Our full service approach gives our clients the peace of mind that they will be taken care of throughout the stages of a private equity transactions, from the initial investment offer, conducting legal and business due diligence, and drafting and negotiating definitive investment and financing documents.  With a committed approach, we provide relevant experience in all types of private equity structures with an understanding of our clients’ businesses for effective solutions.

Our comprehensive services include:

  • Due Diligence
  • Corporate Governance
  • Securities Compliance and Reg D
  • Fund Formations
  • Acquisitions and Investments
  • Financings and Recapitalizations
  • Majority Investments
  • Minority Investments
  • Private Placement Memorandums
  • Securities Purchases
  • Convertible Debt
  • Exit Strategies

We understand that each private equity client is unique, and we work closely with our clients to understand our client’s specific business objectives. We tailor our advice to help each client achieve quality solutions that are practical, cost-efficient, and value-driven. We complement our customized approach by making available to our private equity clients a vast array of additional services that only a full service firm like ours can provide.